Right to Work With Foreign License Certificates

Pursuant to Article 26 of “the Communiqué on Principles Regarding Licensing and Recordkeeping For Those Engaged in Capital Market Activities” (VII-128.7) of the Capital Markets Board (“Board”), persons to be employed for job positions subject to license in capital market institutions and publicly held corporations may, if they are foreign nationals or they prove to have worked in financial markets field abroad for at least 3 years and providing that they meet and satisfy other conditions stipulated in the relevant regulations, be employed in job positions and with job titles requiring the Board licenses specified in the following table with their internationally valid equivalent licenses referred to again in the same table. Similar equivalent foreign certificates are evaluated by the Board, and the rights of employment in reliance thereupon are duly announced.
 

Right to Work With Foreign License Certificates Table

Foreign Certificates

Eligible Job Titles and Positions

The Chartered Financial Analyst Level 1

Job titles and positions for which a Capital Market Activities Level 1 License is sought for

The Chartered Financial Analyst Level 2

Job titles and positions for which a Capital Market Activities Level 2 License is sought for

The Chartered Financial Analyst Level 3

Job titles and positions for which a Capital Market Activities Level 3 License and/or Derivative Instruments License are sought for

General Securities Representative Examination (Series 7)

Job titles and positions for which a Capital Market Activities Level 1 License is sought for

Chartered Institute for Securities and Investment Level 2 Award in Fundamentals of Financial Services

Job titles and positions for which a Capital Market Activities Level 1 License is sought for

Chartered Institute for Securities and Investment Level 3 Certificate in Investment Operations

Job titles and positions for which a Capital Market Activities Level 2 License is sought for

Chartered Institute for Securities and Investment Level 3 Certificate in Investments (Securities and Financial Derivatives)

Job titles and positions for which a Capital Market Activities Level 3 License and/or Derivative Instruments License are sought for