Right to Work With Foreign License Certificates
Pursuant to Article 26 of “the Communiqué on Principles Regarding Licensing and Recordkeeping For Those Engaged in Capital Market Activities” (VII-128.7) of the Capital Markets Board (“Board”), persons to be employed for job positions subject to license in capital market institutions and publicly held corporations may, if they are foreign nationals or they prove to have worked in financial markets field abroad for at least 3 years and providing that they meet and satisfy other conditions stipulated in the relevant regulations, be employed in job positions and with job titles requiring the Board licenses specified in the following table with their internationally valid equivalent licenses referred to again in the same table. Similar equivalent foreign certificates are evaluated by the Board, and the rights of employment in reliance thereupon are duly announced.
Right to Work With Foreign License Certificates Table
|
Foreign Certificates |
Eligible Job Titles and Positions |
|
The Chartered Financial Analyst Level 1 |
Job titles and positions for which a Capital Market Activities Level 1 License is sought for |
|
The Chartered Financial Analyst Level 2 |
Job titles and positions for which a Capital Market Activities Level 2 License is sought for |
|
The Chartered Financial Analyst Level 3 |
Job titles and positions for which a Capital Market Activities Level 3 License and/or Derivative Instruments License are sought for |
|
General Securities Representative Examination (Series 7) |
Job titles and positions for which a Capital Market Activities Level 1 License is sought for |
|
National Commodities Futures Exam (Series 3) |
Job titles and positions for which a Derivative Instruments License is sought for |
|
Fundamentals of Financial Services (CISI Level 2 Award in Fundementals of Financial Services) |
Job titles and positions for which a Capital Market Activities Level 1 License is sought for |
|
Investments Operations Certificate (CISI Level 3 Certificate in Investments Operations) |
Job titles and positions for which a Capital Market Activities Level 2 License is sought for |
|
Capital Markets Programme (CISI Level 3 Certificate in Investments) |
Job titles and positions for which a Capital Market Activities Level 3 License and/or Derivative Instruments License are sought for |
|
Certificate in Derivatives Market Strategies |
Job titles and positions for which a Derivative Instruments License is sought for |
|
Certified Information System Auditor (CISA) |
Job titles and positions for which an Information Systems Independent Audit License is sought for |