License Replacement Process

Pursuant to Temporary Article 1 of “the Communiqué on Principles Regarding Licensing and Recordkeeping For Those Engaged in Capital Market Activities” (VII-128.7) of the Capital Markets Board, equivalency of licenses issued and granted prior to the effective date of this Communiqué is shown in the following table.
 

Previously Issued License Certificates 

New Equivalent License Certificates

Capital Market Activities Basic Level License

Capital Market Activities Level 2 License

Capital Market Activities Advanced Level License

Capital Market Activities Level 3 License

Derivative Instruments License

Derivative Instruments License

Corporate Governance Rating Specialist License

Corporate Governance Rating License

Credit Rating Specialist License

Credit Rating License

Residential Real Estate Appraisal Specialist License

Residential Real Estate Appraisal License

Real Estate Appraisal Specialist License

Real Estate Appraisal License

Basic Level Customer Representative License

Capital Market Activities Level 1 License

Derivative Instruments Customer Representative License

Capital Market Activities Level 1 License

Clearing and Operations Supervisor License

Capital Market Activities Level 1 License

Derivative Instruments Accounting and Operations Supervisor License

Capital Market Activities Level 1 License

 


It is not mandatory to replace the previously issued license certificates by new licenses corresponding and equivalent to them. However, if people holding old license certificates apply for a new type license certificate, the requested license certificates are issued and granted by our Corporation.

For replacement of licenses, applicants are required to file an application through the SPL Application System (SBS).